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Equity trading
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#	Item
371	Friday, 28 March 2014 Page 1 of 4 S&B Industrial Minerals Group – Trading update Friday 28 March 2014 Conference Call Add to Reading List Source URL: www.sandb.com Language: English - Date: 2014-03-28 04:28:32 Private equity Financial ratio Income Business Finance Fundamental analysis Earnings before interest taxes depreciation and amortization
372	Friday, 29 November 2013 Page 1 of 4 S&B Industrial Minerals Group – Trading update Friday 29 November 2013 Add to Reading List Source URL: www.sandb.com Language: English - Date: 2013-11-29 03:23:02 Private equity Financial ratio Income Business Finance Fundamental analysis Earnings before interest taxes depreciation and amortization
373	SR-BX[removed]Page 24 of 29 Exhibit 5 Equity Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-29 10:15:40 Investment Financial services Economy of New York City Economy of the United States NASDAQ Securities Exchange Act Algorithmic trading Broker-dealer Financial economics Financial markets Finance
374	The Investment Industry Regulatory Organization of Canada, or “IIROC,” is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-01-02 10:59:32 Investment Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Financial adviser Ombudsman for Banking Services and Investments Exempt market dealer Universal Market Integrity Rules Financial regulation Financial economics Finance
375	SR-EDGX[removed]Exhibit 5 Additions are underlined; deletions are in [brackets] Rules of EDGX Exchange, Inc. CHAPTER XIV. SECURITIES TRADED Rule[removed]Unlisted Trading Privileges Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-25 08:06:20 Equity securities Finance Corporate finance American depositary receipt Security Depositary receipt Preferred stock Stock exchange Warrant Financial economics Stock market Investment
376	Notice of Proposed Rulemaking: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-26 13:12:49 Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Register U.S. Securities and Exchange Commission Rulemaking Notice of proposed rulemaking Hedge fund Wall Street reform Office of the Comptroller of the Currency United States administrative law Government Financial economics
377	SR-EDGA[removed]Exhibit 5 Additions and underlined; deletions are in [brackets]. Rules of EDGA Exchange, Inc. CHAPTER XIV. SECURITIES TRADED Rule[removed]Unlisted Trading Privileges Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-25 08:07:07 Equity securities Finance Corporate finance American depositary receipt Security Depositary receipt Preferred stock Stock exchange Warrant Stock market Financial economics Investment
378	Quick Overview of Decimalization Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-14 10:02:46 Financial markets Stock market Corporate finance Mathematical finance Equity securities Algorithmic trading Flash Crash Initial public offering Private equity Financial economics Finance Investment
379	Microsoft Word - Mangan Final Complaint.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-28 11:34:39 Finance Equity securities United States securities law United States Securities and Exchange Commission Private investment in public equity Securities Exchange Act Security Insider trading Securities market Financial economics Investment Stock market
380	TRADING SYMBOL GAE – TSX Venture INVESTOR FACT SHEET Investment Highlights >> Opportunity for liquidity, diversification and access to angel investments not normally Add to Reading List Source URL: www.greenangelenergy.ca Language: English - Date: 2013-06-21 19:34:15 Private equity Angel investor Venture capital Sustainable energy Eco investing Financial economics Investment Finance

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